Database
1. Does your State maintain a national system for controlling or regulating:

[ Articles 3, 4, 5.2, 8, 9, and 10 ]

Export View
Import View
Transit / Transshipment by land View
Transit / Transshipment by sea View
Transit / Transshipment by air View
Brokering View
2. For which activities does your State maintain a national control list of conventional arms:

[ Articles 2.2 and 5.2 ]

Export View
Import View
Transit / Transshipment View
Brokering View
3. Does your national control list cover the following:

[ Articles 2.1, 3, 4, and 5.2 ]

Battle tanks [Article 2.1] View
Armored combat vehicles [Article 2.1] View
Large-caliber artillery systems [Article 2.1] View
Combat aircraft [Article 2.1] View
Attack helicopters [Article 2.1] View
Warships [Article 2.1] View
Missiles and missile launchers [Article 2.1] View
Small arms and light weapons [Article 2.1] View
Ammunition / Munitions for the above items [Article 3] View
Parts and components requiring control for the above items [Article 4] View
4. Is/are your national control list(s) publicly available?

[ Article 5.3 ]

1) If yes, please provide a copy or link to where your control list is made publicly available 2) If no, please provide a copy of your control list or provide information on the additional items that are covered View
4a. Details / reference / web link / additional comments
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5. Are the controlled items defined?

[ Article 5.3 ]

1) if yes, which definition(s) do you use? (e.g. Wassenaar, United Nations Register of Conventional Arms, National definitions, etc.) View
1. Is the control of arms exports established in national legislation?

[ Article 5.5 ]

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1a. Details / reference / web link / additional comments
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2. Which Ministry/ies or government agency/ies is/are responsible for implementing controls on arms exports?

[ Article 5.5 ]

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3. Which Ministry or agency leads this process?

[ Article 5.5 ]

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4. Does your State take measures to ensure that all authorizations are detailed and issued prior to export?

[ Article 7.5 ]

If yes, what measures does your State take to ensure that all authorizations are detailed and issued prior to export? View
5. Can your State reassess an authorization if your State becomes aware of new and relevant information?

[ Article 7.7 ]

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5a. Details / reference / web link / additional comments
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6. Does your State maintain records of arms export authorizations?

[ Article 12.1 ]

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6a. Details / reference / web link / additional comments
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7. For how many years are records maintained?

[ Articles 12.1 and 12.4 ]

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8. What information do the records contain?

[ Article 12.3 ]

Quantity View
Value View
Model / Type View
Importing State View
End-User View
Other (specify below) View
8a. Details / reference / web link / additional comments
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9. Does your State maintain records of actual arms exports?

[ Article 12.1 ]

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9a. Details / reference / web link / additional comments
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10. For how many years are records maintained?

[ Articles 12.1 and 12.4 ]

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11. What information do the records contain?

[ Article 12.3 ]

Quantity View
Value View
Model/ Type View
Importing State View
End-User View
Transit/ transshipment State(s) View
Other (specify below) View
12. Please provide any other information on export practices you would like to share.
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1. Is the regulation of arms imports established in national legislation?

[ Article 8.2 ]

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1a. Details / reference / web link / additional comments
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2. Which Ministry/ies or government agency/ies is/are responsible for regulating arms imports?

[ Article 5.5 ]

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3. Which Ministry or agency leads this process?

[ Article 5.5 ]

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4. What measures does your State take to regulate imports?

[ Article 8.1 ]

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5. Does your State have measures in place to ensure that appropriate and relevant information is available to exporting States as part of their export assessment process?

[ Articles 8.1 and 11.3 ]

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5a. Details / reference / web link / additional comments
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6. Does your State maintain records of arms imports?

[ Article 12.2 ]

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6a. Details / reference / web link / additional comments
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7. For how many years are records maintained?

[ Articles 12.2 and 12.4 ]

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8. What information do the records contain?

[ Article 12.3 ]

Quantity View
Value View
Model / type View
Exporting State View
Transit / transshipment State(s) View
Other (please specify below) View
9. Please provide any other information on import practices you would like to share.
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1. Is the regulation of transit and/or transshipment established in national legislation?

[ Article 9 ]

If yes, please provide the definition of transit and/or transshipment in your national legislation View
1a. Details / reference / web link / additional comments
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2. Which Ministry/ies or government agency/ies is/are responsible for regulating arms transit and/or transshipment?

[ Article 5.5 ]

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3. Which Ministry or agency leads this process?

[ Article 5.5 ]

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4. What measures does your State take to regulate transit and/or transshipment under its jurisdiction?

[ Article 9 ]

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5. Does your State maintain records of arms that are authorized to transit and/or transship territory under its jurisdiction?

[ Articles 12.2 and 12.4 ]

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5a. Details / reference / web link / additional comments
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6. For how many years are records maintained?

[ Article 12.4 ]

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7. What information do the records contain?

[ Article 12.3 ]

Quantity View
Value View
Model / Type View
Exporting State View
Importing State View
Transit / Transshipment View
End-User View
Other (please specify below) View
7a. Details / reference / web link / additional comments
View
8. Please provide any other information on transit and/or transshipment practices you would like to share.
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1. Is the regulation of arms brokering established in national legislation?

[ Article 10 ]

If yes, please provide the definition of brokering used in your national legislation View
1a. Details / reference / web link / additional comments
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2. Which Ministry/ies or government agency/ies is/are responsible for implementing controls on arms brokering?

[ Article 5.5 ]

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3. Which Ministry or agency leads this process?

[ Article 5.5 ]

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4. Does your State take measures to regulate brokering taking place under your jurisdiction?

[ Article 10 ]

If yes, what measures does your State take to regulate brokering taking place under your jurisdiction? View
5. Please provide any other information on brokering practices you would like to share.
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1. Does your State prohibit transfers of conventional arms:

[ Article 6 ]

If the transfer would violate obligations under measures adopted by the United Nations Security Council acting under Chapter VII, in particular arms embargoes? [Article 6.1] View
If the transfer would violate relevant international obligations under international agreements to which you are a party, in particular those relating to the transfer of, or illicit trafficking in, conventional arms? [Article 6.2] View
If you have knowledge at the time of authorization that the arms or items covered by your State's legislation would be used in the commission of genocide, crimes against humanity, grave breaches of the Geneva Conventions of 1949, attacks directed against civilian objects or civilians protected as such, or other war crimes as defined by international agreements to which you are a party? [Article 6.3] View
1a. Details / reference / web link / additional comments
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2. Please provide a list of the relevant international agreements to which you are a party.

[ Articles 6.2 and 6.3 ]

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3. Please provide any other information on prohibitions you would like to share.
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1. Does your State always conduct a risk assessment prior to authorization of an arms export?

[ Article 7.1 ]

If no, please specify under which conditions a risk assessment is not required. View
1a. Details / reference / web link / additional comments
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2. Does your State require that the following criteria are included in your national assessment prior to granting an export authorization?

[ Article 7.1 ]

Whether the arms would contribute to or undermine peace and security? View
Whether the arms could be used to commit or facilitate a serious violation of international humanitarian law? View
Whether the arms could be used to commit or facilitate a serious violation of international human rights law? View
Whether the arms could be used to commit or facilitate an act constituting an offence under international conventions or protocols relating to terrorism to which your State is a party? View
Whether the arms could be used to commit or facilitate an act constituting an offence under international conventions or protocols relating to transnational organized crime to which your State is a party? View
2a. Details / reference / web link / additional comments
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3. Are additional criteria considered in addition to the above prior to authorizing a transfer:

[ Articles 7.4 and 11.2 ]

Risk of diversion View
Acts of gender based violence View
Other (please specify below) View
3a. Details / reference / web link / additional comments
View
4. Does your State consider risk mitigation measures as part of its authorizations process?

[ Article 7.2 ]

If yes, what mitigation measures does your State consider (i.e. confidence building measures or jointly developed and agreed programs)? View
4a. Details / reference / web link / additional comments
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5. Please provide any other information on risk assessment and/or mitigation practices you would like to share.
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1. Does your State take preventative measures to mitigate the risk of diversion?

[ Article 11.2 ]

If yes, what preventative measures does your State take to mitigate the risk of diversion? View
2. Does your State cooperate and exchange information with States to mitigate the risk of diversion?

[ Article 11.3 ]

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2a. Details / reference / web link / additional comments
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3. Does your State take appropriate measures when it detects a diversion of transferred conventional arms?
If yes, what appropriate measures does your State take when it detects a diversion of transferred conventional arms? View
4. Is your State willing to share information on effective measures to address diversion?
If yes, what information is your State willing to share? View
1. Which agency/ies is/are responsible for enforcing arms transfer controls?

[ Article 5.5 ]

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2. Which Ministry or agency leads this process?

[ Article 5.5 ]

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3. What measures does your State take to enforce national laws and regulations that implement the provisions of the Treaty?

[ Article 14 ]

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4. Please provide any other information on enforcement practices you would like to share.
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1. Will your State provide an initial report within one year of entry into force on measures undertaken in order to implement the ATT?

[ Article 13.1 ]

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1a. Details / reference / web link / additional comments
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2. Does your State produce an annual report on:

[ Article 13.3 ]

Authorized arms exports View
Authorized arms imports View
Actual arms exports View
Actual arms imports View
2a. Details / reference / web link / additional comments
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3. Are there legal impediments to the reporting requirements under the ATT?

[ Article 13.3 ]

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3a. Details / reference / web link / additional comments
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4. Can your State report on measures taken to address the diversion of transferred conventional arms?

[ Article 13.2 ]

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4a. Details / reference / web link / additional comments
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5. Has your State designated a national contact point for the ATT?

[ Article 5.6 ]

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5a. Details / reference / web link / additional comments
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6. Please provide any other information on transparency practices you would like to share.
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1. Is your State involved in cooperation measures that will help to implement the ATT?

[ Article 15.1 ]

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1a. Details / reference / web link / additional comments
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2. Is your State currently involved in:

[ Articles 15 ]

Exchange of information on conventional arms transfers [Articles 15.2 and 15.3] View
Cooperative measures to prevent diversion [Article 15.4] View
Widest measures of assistance in investigations, prosecutions and judicial proceedings [Article 15.5] View
Measures to prevent corruption [Article 15.6] View
Development of best practices and lessons learned [Article 15.7] View
2a. Details / reference / web link / additional comments
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3. Does your State intend to pursue cooperation in:

[ Article 15 ]

Exchange of information on conventional arms transfers [Article 15.1, 15.2, and 15.3] View
Cooperative measures to prevent diversion [Article 15.4] View
Widest measure of assistance in investigations, prosecutions and judicial proceedings [Article 15.5] View
Measures to prevent corruption [Article 15.6] View
Development of best practices and lessons learned [Article 15.7] View
3a. Details / reference / web link / additional comments
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1. Does your State require assistance to implement the provisions of the Arms Trade Treaty?

[ Article 16.1 ]

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2. Does your State require:

[ Article 16.1 ]

Legal assistance View
Legislative assistance, including model legislation View
Assistance for institution building View
Technical assistance View
Financial assistance View
Material assistance View
Stockpile management assistance View
Disarmament, demobilization, or reintegration assistance View
Assistance with effective practices for implementation View
Other (please specify below) View
3. Is your State in a position to provide assistance to other States to enable implementation of the provisions of the Arms Trade Treaty?

[ Articles 16.1, 16.2, and 16.3 ]

If yes, please answer question 4. If no, please go straight to question 5. View
3a. Details / reference / web link / additional comments
View
4. Is your State in a position to provide:

[ Article 16.1 ]

Legal assistance View
Legislative assistance, including model legislation View
Assistance for institution building View
Technical assistance View
Financial assistance View
Material assistance View
Stockpile management assistance View
Disarmament, demobilization, or reintegration assistance View
Assistance with effective practices for implementation View
Other (please specify below) View
5. Please provide information on any additional needs required to implement the ATT, particularly with regard to legal, licensing, customs, awareness raising and enforcement of sanctions, reporting, and transparency

[ Articles 16.1 and 16/2 ]

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6. Please provide information on any specific assistance programs that your State has provided that may help others implement the ATT, particularly with regard to legal, licensing, customs, awareness raising and enforcement of sanctions, reporting, and transparency

[ Articles 16.1 and 16.2 ]

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7. Please provide information on specific assistance your State has received through the United Nations, international, regional, subregional or national organizations, non-governmental organizations, or on a bilateral basis that could be considered relevant for ATT implementation

[ Article 16.2 ]

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1. Has your State already signed the Arms Trade Treaty?
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2. Has your State already ratified the Arms Trade Treaty?
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3. Is your State preparing to sign the Arms Trade Treaty in the next two years?
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4. Is your State preparing to ratify the Arms Trade Treaty in the next two years?
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5. Will/Has your State forumalted one or more reservations upon ratification?

[ Article 25.1 ]

If yes, please provide a description of your reservation(s). View
6. Please provide any other information you would like to share.
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