1a. Legislation, regulations, or administrative procedures provide for control over exports of conventional arms, including SALW and ammunition?
If yes, List laws, regulations, or administrative procedures Yes
1b. Legislation, regulations, or administrative procedures provide for measures to regulate imports of conventional arms, including SALW and ammunition?
If yes, List laws, regulations, or administrative procedures Yes
1c. Legislation, regulations, or administrative procedures provide for measures to regulate transit/transshipment of conventional arms including SALW and ammunition?
If yes, list laws, regulations, or administrative procedures Yes
1d. Legislation, regulations, or administrative procedures provide for measures to regulate brokers/brokering of conventional arms, including SALW and ammunition?
If yes, List laws, regulations, or administrative procedures Yes
2a. The competent national authority/ies for the control of exports is/are:
Customs / Ministry of Finance No
Ministry of Defence Yes
Ministry of Economy / Ministry of Business / Ministry of Trade No
Ministry of Foreign Affairs No
Ministry of Interior / Police No
Transfer Control Agency Yes
Other No
2b. The competent national authority/ies for the regulation of imports is/are:
Customs / Ministry of Finance No
Ministry of Defence Yes
Ministry of Economy / Ministry of Business / Ministry of Trade No
Ministry of Foreign Affairs No
Ministry of Interior / Police No
Transfer control agency Yes
Other No
2c. The competent national authority/ies for the regulation of transit/transshipment is/are:
Customs / Ministry of Finance No
Ministry of Defence No
Ministry of Economy / Ministry of Business / Ministry of Trade No
Ministry of Foreign Affairs No
Ministry of Interior / Police No
Transfer control agency Yes
Other No
2d. The competent national authority/ies for the regulation of brokers and/or brokering activities is/are:
Customs / Ministry of Finance No
Ministry of Defence No
Ministry of Economy / Ministry of Business / Ministry of Trade No
Ministry of Foreign Affairs No
Ministry of Interior / Police No
Transfer control agency Yes
Other No
3a. National control list of conventional arms subject to transfer controls.
If yes, please specify No
1. A transfer is prohibited if it would violate obligations under measures adopted by the United Nations Security Council acting under Chapter VII, in particular arms embargoes
If yes, please specify Yes
2. A risk assessment is conducted before issuing an export authorization
If yes, please specify Yes
3. National legislation, regulations or policy guidelines include the following] risk assessment criteria
Contribute to or undermine peace and security Yes
Commit or facilitate a serious violation of international humanitarian law to which State is a party Yes
Commit or facilitate a serious violation of international human rights law to which State is a party Yes
Commit or facilitate an act constituting an offence under international conventions or protocols relating to terrorism to which State is a party Yes
Commit or facilitate an act constituting an offence under international conventions or protocols relating to transnational organized crime to which State is a party Yes
Commit or facilitate serious acts of gender-based violence or serious acts of violence against women and children Yes
Risk of diversion Yes
Other Yes
5. Risk mitigation measures that could be undertaken to mitigate identified risks
If yes, use free text box for types of risk mitigation measures utilized Yes
1. There is an authorization or licensing system to control the export of conventional arms
If yes, please specify Yes
2. Information and/or documentation provided to the competent national authority in an application for a licence or other form of authorization to export conventional arms
En materia del control de armas de uso civil: En el Art. 108 del Reglamento de la Ley N 30299 se exige la siguiente documentacion a) Formulario de solicitud suscrito por el solicitante, su representante legal o apoderado, segun corresponda; b) Copia del comprobante del pago efectuado por concepto de derechos de tramite, indicando el numero del documento de identidad del solicitante; c) Exhibir el documento de identidad vigente y legible o copia del carne de extranjeria vigente y legible del solicitante, en caso de persona natural; d) Copia del documento nacional de identidad vigente y legible o copia del carne de extranjeria vigente y legible del representante legal o apoderado, solo en caso de no estar registrados previamente ante la SUCAMEC, en caso de persona juridica; e) Certificado de Antecedentes Penales vigente del solicitante, representante legal o apoderado, segun corresponda; f) detalle de las rutas, tipos o medios de transporte a ser utilizados; g) Especificaciones tecnicas e informacion sobre los productos a ser exportados: tipo, cantidad, unidad de medida, marca, modelo, numero de serie, codigo de marcacion, que permitan su identificacion; h) Catalogo o ficha tecnica de los productos a exportar En materia de transferencias: En el Art. 60, inciso d) del Reglamento de la Ley General de Aduanas aprobado por DS. 010-2009-EF, se exige los siguientes documentos para la exportacion definitiva: 1) Declaracion Aduanera de Mercancias; 2) Documento de transporte; 3) Factura o Boleta de Venta, segun corresponda, o declaracion jurada en caso que no exista venta
3. The national control system permits exports of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify No
4. State maintains records of export authorizations
State maintains records of export authorizations? Yes
4a. Records of export authorizations are kept for … years
minimum 10 years
4b. Information contained in records of export authorizations includes:
Quantity No information provided
Value No information provided
Model / type No information provided
Importing state No information provided
End-User No information provided
Other (please specify) No information provided
5. State maintains records of actual exports
If yes, please specify Yes
5a. Records of actual exports are kept for … years
minimum 10 years
5b. Information contained in records of actual exports includes:
Quantity No information provided
Value No information provided
Model / type No information provided
Importing state No information provided
End-User No information provided
Other (please specify) No information provided
1. There is an authorization or licensing system to regulate the import of conventional arms
If yes, please specify Yes
2. Information and/or documentation provided to the competent national authority in an application for a licence or other form of authorization to import conventional arms
Se realiza una descripción básica de los objetos importados.
3. The national control system permits imports of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify No
4. State maintains records of actual imports
If yes, please specify Yes
4a. Records of actual imports are kept for … years
4b. Information contained in records of actual imports includes:
Quantity Yes
Value No
Model / type Yes
Exporting state Yes
End-User No
Other (please specify) Yes
1. Definition of transit and/or transshipment in national legislation and/or regulations
If yes, please specify Yes
2. The national system regulates the transit/transshipment of conventional arms
By land Yes
By sea Yes
By air Yes
3. Information and/or documentation provided to the competent national authority in an application for a licence or other form of authorization to transit/transship conventional arms
En materia del control de armas de uso civil: Las autorizaciones para el transito/transbordo, asi como las derivadas del TCA, seran reguladas por las Directivas aprobadas mediante Resolucion de Superintendencia, segun se indica en el segundo parrafo de la Decimo Octava Disposicion Complementaria Transitoria del Reglamento de la Ley N 30299 En materia de transferencias: En el Art 60, incisos k) y L) del Reglamento de la Ley General de Aduanas se exige los siguientes documentos para los regimenes de transito y transbordo: Para el transito aduanero: 1) Declaracion Aduanera de Mercancias; 2) Documento de transporte; 3) Factura o documento equivalente o contrato, en caso se requiera, y; 4) Garantia Para el transbordo: 1) Declaracion Aduanera de Mercancias y; 2) Documento de transporte, cuando corresponda
4. The national control system permits transit/transshipment of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify No
5. State maintains records of transit/transshipment authorizations
If yes, please specify Yes
5a. Records of transit/transshipment authorizations are kept for … years
5b. Information contained in records of transit/transshipment authorizations includes:
Quantity Yes
Value No
Model / type Yes
Exporting state No
Importing state No
End-User Yes
Other (please specify) Yes
1. Definition of broker and/or brokering in national legislation and/or regulations
If yes, please specify ?
2. The national system regulates brokers and/or brokering activities
Registration of brokers only ?
Authorization to conduct brokering only ?
Two-stage process of registration of brokering and authorization for brokering ?
3a. Information and/or documentation provided to the competent national authority in an application to register as a broker
La informacion y/o documentacion relacionada al corretaje, asi como derivadas del TCA, seran reguladas mediante Directivas aprobadas mediante Resolucion de la SUCAMEC, segun se senala en la Decimo Octava Disposicion Complementeria Transitoria del Reglameno de la Ley No. 30299; [from BAP] En el caso de comercio interno: - Los locales destinados a la comercialización deben cumplir con ciertos requisitos de seguridad. - La SUCAMEC inspecciona el local para verificar que se cumplan los requisitos exigidos.
3b. Information and/or documentation provided to the competent national authority in an application for a licence or another form of authorization to conduct brokering
En el caso de comercio interno: - Los locales destinados a la comercialización deben cumplir con ciertos requisitos de seguridad. - La SUCAMEC inspecciona el local para verificar que se cumplan los requisitos exigidos.
4. The national control system permits brokering of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify No
5. State maintains a register of brokers
If yes, please specify No information provided
5a. Records of registered brokers are kept for … years
no information provided
6. State maintains records of brokering licences or authorizations
If yes, please specify No information provided
6a. Records of brokering authorizations are kept for … years
no information provided
6b. Information contained in records of brokering authorizations includes:
Quantity No information provided
Value No information provided
Model / type No information provided
Exporting state No information provided
Importing state No information provided
End-User No information provided
Other (please specify) No information provided
7. Regulation of activities closely associated with brokering
If yes, please specify N/A
1. Measures to mitigate the risk of diversion
Establishment of mitigation measures Yes
Provision, upon request, of end use / end user documentation to the exporting State Yes
Measures in place to verify or seek to authenticate EUCS or other types of end-user documentation [SALW] No
Measures in place aimed at preventing the forgery and misuse of EUCs or other types of end-user documentation [SALW] No
Requirement for end use / end user assurances from an importing State (or industry) Yes
Examination, where appropriate, of parties involved in a transfer Yes
Requirement, where appropriate, for additional documentation, certificates, assurances for a transfer Yes
Exchange of relevant information with other States Parties on effective measures to address diversion, as well as on illicit activities and actors Yes
Reporting to an international or regional body on measures taken to address diversion of transferred conventional arms Yes
When exporting, State requires a Delivery Verification Certificate (DV) to confirm that SALW have reached their intended end-user or intended importer in the importing State [SALW] No
When importing, the State grants the right to the exporting State to conduct a physical check at the point of delivery [SALW] No
Other measures No
2. Information contained in end user documentation (e.g. EUC)
Detailed description of the SALW or technology N/A
Contract number of order reference and date N/A
Final destination country N/A
Description of the end-use of SALW N/A
Exporter's details (name, address and business name) N/A
End-user information (name, position, full address, and original signature) N/A
Information on other parties in the transaction N/A
Certification by the relevant government authorities of the authenticity of the end-user N/A
Date of issue N/A
Other N/A
3. Measures to Control SALW re-exports:
Re-export of SALW only permitted when there is prior notification No information provided
Re-export of SALW is permitted only when there is prior approval No information provided
4. State takes appropriate measures when a diversion has been identified
Alert potentially affected States Yes
Investigative and law enforcement measures at the national level Yes
Use international tracing mechanisms to identify points of diversion Yes
Other measures No
1. State takes measures to enforce national laws and regulations
State takes measures to enforce national laws and regulations Yes
2. Criminal offence to trade conventional arms without a licence or authorisation, or to do so in a manner that is in contradiction to the terms of a licence or authorisation
Criminal offence to trade conventional arms without a licence or authorisation, or to do so in a manner that is in contradiction to the terms of a licence or authorisation Yes
1. The national system includes one or more national points of contact designated to act as a liaison on matters relating to the implementation of the UN Programme of Action on Small Arms (PoA)
If yes, please specify Yes
a) Nombre : Comisión Nacional contra la Fabricación y el Tráfico Ilícito de Armas de Fuego,Municiones, Explosivos y otros Materiales Relacionados (CONATIAF)b) Organismo u órgano : Ministerio de Relaciones Exteriores, Presidencia de la CONATIAFc) Dirección : Jr. Lampa 545, Cercado de Lima, Lima 1, Perúd) Número(s) de teléfono : + 511 2043107e) Correo electrónico : mwinkelried@rree.gob.pe
2. The national system includes one or more national points of contact designated to act as a liaison on matters relating to the United Nations Register of Conventional Arms
If yes, please specify No information provided
3. The national system includes one or more national points of contact to exchange information on ATT implementation
If yes, please specify Yes
Ministerio de Relaciones Exteriores: Abogada Milagros Winkelried Salazar, Especialista Legal de la Direccion de Seguridad y DefensaCorreo electronico: mwinkelried@rree.gob.peMinisterio de Defensa: Coronel EP Guillermo Bustamanete Valderrama, Oficial de la Direccion General de Recursos MaterialsCorreo electronico: gebustamante63@hotmail.comSUCAMEC: Senor Ruben Rodriguez Rabanal, Superintendente NacionalCorreo electronico: rrodriguezr@sucamec.gob.pe
1. The state makes information publicly available on the national system to control/regulate international arms transfers and address diversion
National report on implementation of the PoA Yes
ATT initial report Yes
1540 matrix Yes
National report on the national system to control/regulate international arms transfers and address diversion No
ATT-BAP survey Yes
2. The state makes information publicly available on arms imports and exports
UN Register of Conventional Arms Yes
UN Register of Conventional Arms - SALW Yes
ATT annual report No
Arms transfers reported to Comtrade No information provided
Regional instrument N/A
National report on arms transfers No
3. Website for more information on national system