1. Definition of broker and/or brokering in national legislation and/or regulations
If yes, please specify	No information provided

2. The national system regulates brokers and/or brokering activities
Registration of brokers only	N/A	View Sources UN PoA REPORT (2014)
Authorization to conduct brokering only	N/A	View Sources UN PoA REPORT (2014)
Two-stage process of registration of brokering and authorization for brokering	Yes	View Sources UN PoA REPORT (2014)

3a. Information and/or documentation provided to the competent national authority in an application to register as a broker
no information provided

3b. Information and/or documentation provided to the competent national authority in an application for a licence or another form of authorization to conduct brokering
no information provided

4. The national control system permits brokering of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify	No information provided

5. State maintains a register of brokers
If yes, please specify	No information provided

5a. Records of registered brokers are kept for … years
no information provided

6. State maintains records of brokering licences or authorizations
If yes, please specify	No information provided

6a. Records of brokering authorizations are kept for … years
no information provided

6b. Information contained in records of brokering authorizations includes:
Quantity	No information provided
Value	No information provided
Model / type	No information provided
Exporting state	No information provided
Importing state	No information provided
End-User	No information provided
Other (please specify)	No information provided

7. Regulation of activities closely associated with brokering
If yes, please specify	Yes	View Sources UN PoA REPORT (2014)
Technical assistance, transport, freight forwarding, storage, insurance, maintenance, security

1. State takes measures to enforce national laws and regulations
State takes measures to enforce national laws and regulations	Yes	View Sources UN PoA REPORT (2014)

2. Criminal offence to trade conventional arms without a licence or authorisation, or to do so in a manner that is in contradiction to the terms of a licence or authorisation
Criminal offence to trade conventional arms without a licence or authorisation, or to do so in a manner that is in contradiction to the terms of a licence or authorisation	Yes	View Sources UN PoA REPORT (2014)

1. There is an authorization or licensing system to control the export of conventional arms
If yes, please specify	Yes	View Sources UN PoA REPORT (2014)

2. Information and/or documentation provided to the competent national authority in an application for a licence or other form of authorization to export conventional arms
Pursuant to Article 57 of the Defense Acquisition Act's Enforcement Regulation, to obtain the preliminary permit, exporters must submit the following documents: 1) a copy of the authorization certificate for the exporter; 2) a purchasing request form issued by the government of the importing state; 3) an end-user certificate issued by the government of the importing state; 4) a form of guarantee for the prevention of re-export to third countries issued by the government of the importing state; 5) consular confirmation by the Korean Ambassador in the importing state on 3) and 4); 6) a form of guarantee for supply of goods issued by the manufacturer. For non-military purposes, the National Police Agency requires exporters to submit documents including an application form for export permission, documentation for permission to import issued by the government of the importing state, and a form of guarantee for the prevention of re-export to third countries confirmed by the government of the importing state.		View Sources UN PoA REPORT (2014)

3. The national control system permits exports of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify	No information provided

4. State maintains records of export authorizations
State maintains records of export authorizations?	No information provided

4a. Records of export authorizations are kept for … years
no information provided

4b. Information contained in records of export authorizations includes:
Quantity	No information provided
Value	No information provided
Model / type	No information provided
Importing state	No information provided
End-User	No information provided
Other (please specify)	No information provided

5. State maintains records of actual exports
If yes, please specify	No information provided

5a. Records of actual exports are kept for … years
no information provided

5b. Information contained in records of actual exports includes:
Quantity	No information provided
Value	No information provided
Model / type	No information provided
Importing state	No information provided
End-User	No information provided
Other (please specify)	No information provided

1. There is an authorization or licensing system to regulate the import of conventional arms
If yes, please specify	Yes	View Sources UN PoA REPORT (2014)

2. Information and/or documentation provided to the competent national authority in an application for a licence or other form of authorization to import conventional arms
no information provided

3. The national control system permits imports of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify	No information provided

4. State maintains records of actual imports
If yes, please specify	No information provided

4a. Records of actual imports are kept for … years
no information provided

4b. Information contained in records of actual imports includes:
Quantity	No information provided
Value	No information provided
Model / type	No information provided
Exporting state	No information provided
End-User	No information provided
Other (please specify)	No information provided

1. Measures to mitigate the risk of diversion
Establishment of mitigation measures	Yes	View Sources UN PoA REPORT (2014)
Provision, upon request, of end use / end user documentation to the exporting State	Yes	View Sources UN PoA REPORT (2014)
Measures in place to verify or seek to authenticate EUCS or other types of end-user documentation [SALW]	Yes	View Sources UN PoA REPORT (2014)
Measures in place aimed at preventing the forgery and misuse of EUCs or other types of end-user documentation [SALW]	Yes	View Sources UN PoA REPORT (2014)
Requirement for end use / end user assurances from an importing State (or industry)	Yes	View Sources UN PoA REPORT (2014)
Examination, where appropriate, of parties involved in a transfer	No information provided
Requirement, where appropriate, for additional documentation, certificates, assurances for a transfer	No information provided
Exchange of relevant information with other States Parties on effective measures to address diversion, as well as on illicit activities and actors	Yes	View Sources UN PoA REPORT (2014)
Reporting to an international or regional body on measures taken to address diversion of transferred conventional arms	No information provided
When exporting, State requires a Delivery Verification Certificate (DV) to confirm that SALW have reached their intended end-user or intended importer in the importing State [SALW]	Yes	View Sources UN PoA REPORT (2014)
When importing, the State grants the right to the exporting State to conduct a physical check at the point of delivery [SALW]	No	View Sources UN PoA REPORT (2014)
Other measures	No information provided

2. Information contained in end user documentation (e.g. EUC)
Detailed description of the SALW or technology	Yes	View Sources UN PoA REPORT (2014)
Contract number of order reference and date	Yes	View Sources UN PoA REPORT (2014)
Final destination country	Yes	View Sources UN PoA REPORT (2014)
Description of the end-use of SALW	Yes	View Sources UN PoA REPORT (2014)
Exporter's details (name, address and business name)	Yes	View Sources UN PoA REPORT (2014)
End-user information (name, position, full address, and original signature)	Yes	View Sources UN PoA REPORT (2014)
Information on other parties in the transaction	Yes	View Sources UN PoA REPORT (2014)
Certification by the relevant government authorities of the authenticity of the end-user	Yes	View Sources UN PoA REPORT (2014)
Date of issue	Yes	View Sources UN PoA REPORT (2014)
Other	No	View Sources UN PoA REPORT (2014)

3. Measures to Control SALW re-exports:
Re-export of SALW only permitted when there is prior notification	No information provided
Re-export of SALW is permitted only when there is prior approval	No information provided

4. State takes appropriate measures when a diversion has been identified
Alert potentially affected States	No information provided
Investigative and law enforcement measures at the national level	No information provided
Use international tracing mechanisms to identify points of diversion	No information provided
Other measures	No information provided

1a. Legislation, regulations, or administrative procedures provide for control over exports of conventional arms, including SALW and ammunition?
If yes, List laws, regulations, or administrative procedures	Yes	View Sources UN PoA REPORT (2014)

1b. Legislation, regulations, or administrative procedures provide for measures to regulate imports of conventional arms, including SALW and ammunition?
If yes, List laws, regulations, or administrative procedures	Yes	View Sources UN PoA REPORT (2014)

1c. Legislation, regulations, or administrative procedures provide for measures to regulate transit/transshipment of conventional arms including SALW and ammunition?
If yes, list laws, regulations, or administrative procedures	Yes	View Sources UN PoA REPORT (2014)

1d. Legislation, regulations, or administrative procedures provide for measures to regulate brokers/brokering of conventional arms, including SALW and ammunition?
If yes, List laws, regulations, or administrative procedures	Yes	View Sources UN PoA REPORT (2014)

2a. The competent national authority/ies for the control of exports is/are:
Customs / Ministry of Finance	No	View Sources UN PoA REPORT (2014)
Ministry of Defence	No	View Sources UN PoA REPORT (2014)
Ministry of Economy / Ministry of Business / Ministry of Trade	No	View Sources UN PoA REPORT (2014)
Ministry of Foreign Affairs	No	View Sources UN PoA REPORT (2014)
Ministry of Interior / Police	Yes	View Sources UN PoA REPORT (2014)
Transfer Control Agency	Yes	View Sources UN PoA REPORT (2014)
Other	No	View Sources UN PoA REPORT (2014)

2b. The competent national authority/ies for the regulation of imports is/are:
Customs / Ministry of Finance	No information provided
Ministry of Defence	No information provided
Ministry of Economy / Ministry of Business / Ministry of Trade	No information provided
Ministry of Foreign Affairs	No information provided
Ministry of Interior / Police	No information provided
Transfer control agency	No information provided
Other	No information provided

2c. The competent national authority/ies for the regulation of transit/transshipment is/are:
Customs / Ministry of Finance	No information provided
Ministry of Defence	No information provided
Ministry of Economy / Ministry of Business / Ministry of Trade	No information provided
Ministry of Foreign Affairs	No information provided
Ministry of Interior / Police	No information provided
Transfer control agency	No information provided
Other	No information provided

2d. The competent national authority/ies for the regulation of brokers and/or brokering activities is/are:
Customs / Ministry of Finance	No	View Sources UN PoA REPORT (2014)
Ministry of Defence	No	View Sources UN PoA REPORT (2014)
Ministry of Economy / Ministry of Business / Ministry of Trade	No	View Sources UN PoA REPORT (2014)
Ministry of Foreign Affairs	No	View Sources UN PoA REPORT (2014)
Ministry of Interior / Police	No	View Sources UN PoA REPORT (2014)
Transfer control agency	Yes	View Sources UN PoA REPORT (2014)
Other	No	View Sources UN PoA REPORT (2014)

3a. National control list of conventional arms subject to transfer controls.
If yes, please specify	No information provided

1. The national system includes one or more national points of contact designated to act as a liaison on matters relating to the implementation of the UN Programme of Action on Small Arms (PoA)
If yes, please specify	Yes	View Sources UN PoA REPORT (2014)

2. The national system includes one or more national points of contact designated to act as a liaison on matters relating to the United Nations Register of Conventional Arms
If yes, please specify	No information provided

3. The national system includes one or more national points of contact to exchange information on ATT implementation
If yes, please specify	No information provided

1. A transfer is prohibited if it would violate obligations under measures adopted by the United Nations Security Council acting under Chapter VII, in particular arms embargoes
If yes, please specify	Yes	View Sources UN PoA REPORT (2014)

2. A risk assessment is conducted before issuing an export authorization
If yes, please specify	Yes	View Sources UN PoA REPORT (2014)

3. National legislation, regulations or policy guidelines include the following] risk assessment criteria
Contribute to or undermine peace and security	No information provided
Commit or facilitate a serious violation of international humanitarian law to which State is a party	No information provided
Commit or facilitate a serious violation of international human rights law to which State is a party	Yes	View Sources UN PoA REPORT (2014)
Commit or facilitate an act constituting an offence under international conventions or protocols relating to terrorism to which State is a party	Yes	View Sources UN PoA REPORT (2014)
Commit or facilitate an act constituting an offence under international conventions or protocols relating to transnational organized crime to which State is a party	No information provided
Commit or facilitate serious acts of gender-based violence or serious acts of violence against women and children	No information provided
Risk of diversion	Yes	View Sources UN PoA REPORT (2014)
Other	Yes	View Sources UN PoA REPORT (2014)

5. Risk mitigation measures that could be undertaken to mitigate identified risks
If yes, use free text box for types of risk mitigation measures utilized	No information provided

1. Definition of transit and/or transshipment in national legislation and/or regulations
If yes, please specify	No information provided

2. The national system regulates the transit/transshipment of conventional arms
By land	No information provided
By sea	No information provided
By air	No information provided

3. Information and/or documentation provided to the competent national authority in an application for a licence or other form of authorization to transit/transship conventional arms
no information provided

4. The national control system permits transit/transshipment of conventional arms (a) without a licence or authorization or (b) under simplified procedures under certain circumstances
If yes, please specify	No information provided

5. State maintains records of transit/transshipment authorizations
If yes, please specify	No information provided

5a. Records of transit/transshipment authorizations are kept for … years
no information provided

5b. Information contained in records of transit/transshipment authorizations includes:
Quantity	No information provided
Value	No information provided
Model / type	No information provided
Exporting state	No information provided
Importing state	No information provided
End-User	No information provided
Other (please specify)	No information provided

1. The state makes information publicly available on the national system to control/regulate international arms transfers and address diversion
National report on implementation of the PoA	Yes
ATT initial report	N/A
1540 matrix	Yes
National report on the national system to control/regulate international arms transfers and address diversion	No
ATT-BAP survey	No

2. The state makes information publicly available on arms imports and exports
UN Register of Conventional Arms	Yes
UN Register of Conventional Arms - SALW	Yes
ATT annual report	N/A
Arms transfers reported to Comtrade	No information provided
Regional instrument	N/A
National report on arms transfers	No

3. Website for more information on national system